the Wealth Management System. Ensure audit & compliance while processing customer ... requirements, Group Compliance Policy and Internal Controls. Comply with local regulations ...
responsible for assessing effectiveness of internal controls, supporting RCSA processes and ... definition, design, and execution of internal Technology assessments of controls, processes...
responsible for assessing effectiveness of internal controls, supporting RCSA processes and ... definition, design, and execution of internal Technology assessments of controls, processes...
external (Legal and Regulatory) and internal (Global Standards, Strategy) obligations and ... point of contact for SLoD, Internal Audit and CMAT. The role holder ...
requirements, Group Compliance Policy and Internal Controls. Comply with local regulations ... Group Operations FIM. Minimum concurrent audit comments and NIL reminders Ensure ...
vendor accounts. Co-ordinate with internal stakeholders for queries relating to ... Manager for SOX audit, Internal audit (Local auditors) and Statutory audit. Closure of open...
activity management information and other internal information tools, using them to ... to the regulatory guidelines and internal AML & Sanction Policy of ... of Internal...
credit exposure metrics calculated by Internal model method (IMM) Identify and ... transaction testing requests from internal (e.g., Internal Audit) and external parties (various...
Experience with auditing principles including audit planning, risk assessments, development of ... activities. Extensive global compliance and audit related experience, and strong knowledge...
and Control a. Adhere to internal policies to ensure compliance with ... procedures b. Assist unit for audit preparation and necessary actions for ... clean audit results 3. Migration...
; Legal as needed Help manage audit activities Establishes and maintains relationships ... and tools Demonstrate understanding of audit and compliance Open to implement ...
concern until the closure of audit observations. To track safety document ... annual calendar. To conduct frequent internal audits. Educational Qualification: Graduate in ...
and evergreen upkeep of the internal procedures. Be an SME for ... . Support the internal control partners in exam and audit ready initiatives. Collaborate ...
; techniques in collaboration with Business, Internal Audit, Internal Citi Risk and Control and ... of Finance Regulations, Understanding of Audit Process Automation and process re ...
· Build strong relationships with all internal stakeholders, adopting a cohesive approach ... high risk findings from Internal Audit or other internal/external Assurance teams....
activities to meet the Quality audit requirements. • To execute the validation ... / FSSAI /BIS / Risk Assessment, conducting Internal Audits and exposure for HAZOP ...