. Daily Surveillance of employees personal securities transactions to ensure requirements are ... include but not limited to broker statement reconciliation, initial holdings certification...
of assigned products withing the Securities Services business. Product focus includes ... a technical SME Develop the Securities Product offering and keep track ...
. Knowledge of OTC Derivatives, Prime Broker and Legal Agreements will be ... institutional assets need research, trading, securities lending and innovative portfolio strategies ...
back-office operations of ADIB Securities starting from account opening, pre ... & Depository balances. Approve securities transfers from Broker to CSDApprove opening of ...